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Factorial Designs

Factorial and Fractional Factorial Designs are covered in the MiC Quality Design of Experiments Course.

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Factorial Designs

Factorial designs are the most common type of experimental design. In a factorial design several factors are controlled at two or more levels, and the effect on the response is investigated.

There are two main types: Full Factorial Designs and Fractional Factorial Designs. In Fractional Factorial designs the amount of testing is reduced, but the downside is that some interactions and factors are aliased. One of the limitations of Fractional Factorial designs is that the number of runs is 2n, if there are more than a few factors this leads to large gaps in the available options (4, 8, 16, 32, 64, 128, etc.). Plackett-Burman designs overcome this, but at the expense of confounding. Other approaches to the Design of Experiments include Response Surface Methods and Taguchi Designs.

Foldover Design

Used in experimental design. If the results of a Resolution III fractional factorial design leave questions unanswered it can be converted to a Resolution IV design by additional testing. The additional tests use the original design matrix but with all the signs reversed.

Fractional Factorial Designs

Factorial designs involve testing several (n) factors at two levels, high and low. A Fractional Factorial experiment uses only a half (2n-1), a quarter (2n-2), or some other division by a power of two of the number of runs that would be required for a Full Factorial Experiment.

The example shows a 23-1 design:

Run
A
B
C + AB
1
-1
-1
+1
2
+1
-1
-1
3
-1
+1
-1
4
+1
+1
+1

C is aliased with AB, thus it is a Resolution III design.

Full Factorial Designs

Factorial designs involve testing several factors at two levels, high and low. In a Full Factorial experiment every possible combination of factors and permutations is tested. If there are n factors this is 2n levels.

The design matrix shows the combinations for a 22 design

Run
A
B
AB
1
-1
-1
+1
2
+1
-1
-1
3
-1
+1
-1
4
+1
+1
+1

Latin Square Designs

A type of design that allows blocking in two variables:

 

Operators (second blocking variable )

Material Batch (first blocking variable )
1
2
3
4
5
1
A
B
C
D
E
2
B
C
D
E
A
3
C
D
E
A
B
4
D
E
A
B
C
5
E
A
B
C
D

The treatments are represented by the Latin letters 'A', 'B' etc.

The design is restrictive because the number of classes of each blocking variable must equal the number of treatments. It is appropriate for eg. testing crops because the land can be organized into the appropriate number of 'blocks'.

Plackett-Burman Designs

These are Resolution III (screening designs). The number of runs in a Plackett-Burman designs is a multiple of 4, thus avoiding the limitations of factorial and fractional factorial designs where the number of runs is 2k.

The generating vectors for some Plackett-Burman designs are below:

n=8 (+ + + - + - -)
n=12 (+ + - + + + - - - + -)
n=16 (+ + + + - + - + + - - + - - -)
n=20 (+ + - - + + + + - + - + - - - - + + -)
n=24 (+ + + + + - + - + + - - + + - - + - + - - - -)
n=36 (- + - + + + - - - + + + + + - + + + - - + - - - - + - + - + + -- + -)

The generating vectors have ‘n-1’ rows. The last row of a Plackett-Burman design contains only ‘-‘ values.

The design will have 'n-1' columns and a factor will be allocated to each column:

  • put the generating vector into the first column (column ‘A’)
  • copy the last value from column A into the first row of column B
  • slide the rest of the values from A below that value
  • copy the last value from column B into the first row of column C
  • slide the rest of the values from column B below that value
  • continue until all the columns have been populated
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